What to do if you notice a substantial improvement to a result in a paper whilst refereeing it?











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What would you do/have you done in such a situation?



1) Hand out the improvement for free in your report



2) Wait until the result is published and then submit elsewhere



3) Inform the editor about the situation and ask for advice



The paper is not posted publicly so contacting the authors directly informing them and asking what they want to do is out of the question.










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  • 4




    Perhaps not the same, but these questions on Academia Stack Exchange seem related: A manuscript I refereed gave me an idea for a paper, not sure how to proceed and How to use results/ideas from a paper I reviewed?
    – Martin Sleziak
    5 hours ago






  • 9




    I invariably do #1. Usually that is reciprocated with an offer of co-authorship, which I accept or decline based on the circumstances.
    – fedja
    5 hours ago






  • 6




    This very much depends on the nature of the improvement, and the people involved. I can imagine myself doing all three, in different circumstances.
    – Mark Grant
    5 hours ago






  • 6




    This happened to a paper I submitted awhile ago. The referring report came out with a simpler proof and and an improvement on the result. I felt that the improvements were substantial, and I asked the editor to ask the referee whether they would accept to coauthor the paper. They did (it turned out the improvement was a joint effort between 2 referees), and the paper appeared shortly after with three authors. In my mind this was the most fair outcome.
    – user129564
    4 hours ago










  • Thanks all for the helpful comments, I will likely try 1.
    – Hercule Poirot
    1 hour ago















up vote
13
down vote

favorite
1












What would you do/have you done in such a situation?



1) Hand out the improvement for free in your report



2) Wait until the result is published and then submit elsewhere



3) Inform the editor about the situation and ask for advice



The paper is not posted publicly so contacting the authors directly informing them and asking what they want to do is out of the question.










share|cite|improve this question









New contributor




Hercule Poirot is a new contributor to this site. Take care in asking for clarification, commenting, and answering.
Check out our Code of Conduct.
















  • 4




    Perhaps not the same, but these questions on Academia Stack Exchange seem related: A manuscript I refereed gave me an idea for a paper, not sure how to proceed and How to use results/ideas from a paper I reviewed?
    – Martin Sleziak
    5 hours ago






  • 9




    I invariably do #1. Usually that is reciprocated with an offer of co-authorship, which I accept or decline based on the circumstances.
    – fedja
    5 hours ago






  • 6




    This very much depends on the nature of the improvement, and the people involved. I can imagine myself doing all three, in different circumstances.
    – Mark Grant
    5 hours ago






  • 6




    This happened to a paper I submitted awhile ago. The referring report came out with a simpler proof and and an improvement on the result. I felt that the improvements were substantial, and I asked the editor to ask the referee whether they would accept to coauthor the paper. They did (it turned out the improvement was a joint effort between 2 referees), and the paper appeared shortly after with three authors. In my mind this was the most fair outcome.
    – user129564
    4 hours ago










  • Thanks all for the helpful comments, I will likely try 1.
    – Hercule Poirot
    1 hour ago













up vote
13
down vote

favorite
1









up vote
13
down vote

favorite
1






1





What would you do/have you done in such a situation?



1) Hand out the improvement for free in your report



2) Wait until the result is published and then submit elsewhere



3) Inform the editor about the situation and ask for advice



The paper is not posted publicly so contacting the authors directly informing them and asking what they want to do is out of the question.










share|cite|improve this question









New contributor




Hercule Poirot is a new contributor to this site. Take care in asking for clarification, commenting, and answering.
Check out our Code of Conduct.











What would you do/have you done in such a situation?



1) Hand out the improvement for free in your report



2) Wait until the result is published and then submit elsewhere



3) Inform the editor about the situation and ask for advice



The paper is not posted publicly so contacting the authors directly informing them and asking what they want to do is out of the question.







soft-question journals






share|cite|improve this question









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Hercule Poirot is a new contributor to this site. Take care in asking for clarification, commenting, and answering.
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share|cite|improve this question









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edited 5 hours ago









Martin Sleziak

2,90032028




2,90032028






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asked 6 hours ago









Hercule Poirot

664




664




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New contributor





Hercule Poirot is a new contributor to this site. Take care in asking for clarification, commenting, and answering.
Check out our Code of Conduct.






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Check out our Code of Conduct.








  • 4




    Perhaps not the same, but these questions on Academia Stack Exchange seem related: A manuscript I refereed gave me an idea for a paper, not sure how to proceed and How to use results/ideas from a paper I reviewed?
    – Martin Sleziak
    5 hours ago






  • 9




    I invariably do #1. Usually that is reciprocated with an offer of co-authorship, which I accept or decline based on the circumstances.
    – fedja
    5 hours ago






  • 6




    This very much depends on the nature of the improvement, and the people involved. I can imagine myself doing all three, in different circumstances.
    – Mark Grant
    5 hours ago






  • 6




    This happened to a paper I submitted awhile ago. The referring report came out with a simpler proof and and an improvement on the result. I felt that the improvements were substantial, and I asked the editor to ask the referee whether they would accept to coauthor the paper. They did (it turned out the improvement was a joint effort between 2 referees), and the paper appeared shortly after with three authors. In my mind this was the most fair outcome.
    – user129564
    4 hours ago










  • Thanks all for the helpful comments, I will likely try 1.
    – Hercule Poirot
    1 hour ago














  • 4




    Perhaps not the same, but these questions on Academia Stack Exchange seem related: A manuscript I refereed gave me an idea for a paper, not sure how to proceed and How to use results/ideas from a paper I reviewed?
    – Martin Sleziak
    5 hours ago






  • 9




    I invariably do #1. Usually that is reciprocated with an offer of co-authorship, which I accept or decline based on the circumstances.
    – fedja
    5 hours ago






  • 6




    This very much depends on the nature of the improvement, and the people involved. I can imagine myself doing all three, in different circumstances.
    – Mark Grant
    5 hours ago






  • 6




    This happened to a paper I submitted awhile ago. The referring report came out with a simpler proof and and an improvement on the result. I felt that the improvements were substantial, and I asked the editor to ask the referee whether they would accept to coauthor the paper. They did (it turned out the improvement was a joint effort between 2 referees), and the paper appeared shortly after with three authors. In my mind this was the most fair outcome.
    – user129564
    4 hours ago










  • Thanks all for the helpful comments, I will likely try 1.
    – Hercule Poirot
    1 hour ago








4




4




Perhaps not the same, but these questions on Academia Stack Exchange seem related: A manuscript I refereed gave me an idea for a paper, not sure how to proceed and How to use results/ideas from a paper I reviewed?
– Martin Sleziak
5 hours ago




Perhaps not the same, but these questions on Academia Stack Exchange seem related: A manuscript I refereed gave me an idea for a paper, not sure how to proceed and How to use results/ideas from a paper I reviewed?
– Martin Sleziak
5 hours ago




9




9




I invariably do #1. Usually that is reciprocated with an offer of co-authorship, which I accept or decline based on the circumstances.
– fedja
5 hours ago




I invariably do #1. Usually that is reciprocated with an offer of co-authorship, which I accept or decline based on the circumstances.
– fedja
5 hours ago




6




6




This very much depends on the nature of the improvement, and the people involved. I can imagine myself doing all three, in different circumstances.
– Mark Grant
5 hours ago




This very much depends on the nature of the improvement, and the people involved. I can imagine myself doing all three, in different circumstances.
– Mark Grant
5 hours ago




6




6




This happened to a paper I submitted awhile ago. The referring report came out with a simpler proof and and an improvement on the result. I felt that the improvements were substantial, and I asked the editor to ask the referee whether they would accept to coauthor the paper. They did (it turned out the improvement was a joint effort between 2 referees), and the paper appeared shortly after with three authors. In my mind this was the most fair outcome.
– user129564
4 hours ago




This happened to a paper I submitted awhile ago. The referring report came out with a simpler proof and and an improvement on the result. I felt that the improvements were substantial, and I asked the editor to ask the referee whether they would accept to coauthor the paper. They did (it turned out the improvement was a joint effort between 2 referees), and the paper appeared shortly after with three authors. In my mind this was the most fair outcome.
– user129564
4 hours ago












Thanks all for the helpful comments, I will likely try 1.
– Hercule Poirot
1 hour ago




Thanks all for the helpful comments, I will likely try 1.
– Hercule Poirot
1 hour ago










1 Answer
1






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6
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Option (1) is definitely the professional course of action in this case. As pointed out in the remarks, it is likely to lead to an offer of co-authorship from the original author, but that is purely within the author's discretion. If you feel that your improvement is really substantial and you are worried about credit you can try to increase the chances of co-authorship by asking the editor to put you in contact with the author (after explaining the situation to the editor). You may then discuss this with the author directly and suggest co-authorship, a situation in which the author is more likely to accept (but they still may insist to refuse, in which case you should give them the idea "for free"). If your improvement is sufficiently significant and novel that not getting credit for it seems an unacceptable injustice, then what you can do is wait for the paper to be published (or accepted and online) and then write to the author with your idea of improvement and suggest co-authorship for a second paper. Here of course if they refuse you can publish alone. In any case, you should not submit your own paper without giving the original author a chance of co-authorship. That would be rather unprofessional.






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    Option (1) is definitely the professional course of action in this case. As pointed out in the remarks, it is likely to lead to an offer of co-authorship from the original author, but that is purely within the author's discretion. If you feel that your improvement is really substantial and you are worried about credit you can try to increase the chances of co-authorship by asking the editor to put you in contact with the author (after explaining the situation to the editor). You may then discuss this with the author directly and suggest co-authorship, a situation in which the author is more likely to accept (but they still may insist to refuse, in which case you should give them the idea "for free"). If your improvement is sufficiently significant and novel that not getting credit for it seems an unacceptable injustice, then what you can do is wait for the paper to be published (or accepted and online) and then write to the author with your idea of improvement and suggest co-authorship for a second paper. Here of course if they refuse you can publish alone. In any case, you should not submit your own paper without giving the original author a chance of co-authorship. That would be rather unprofessional.






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      up vote
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      Option (1) is definitely the professional course of action in this case. As pointed out in the remarks, it is likely to lead to an offer of co-authorship from the original author, but that is purely within the author's discretion. If you feel that your improvement is really substantial and you are worried about credit you can try to increase the chances of co-authorship by asking the editor to put you in contact with the author (after explaining the situation to the editor). You may then discuss this with the author directly and suggest co-authorship, a situation in which the author is more likely to accept (but they still may insist to refuse, in which case you should give them the idea "for free"). If your improvement is sufficiently significant and novel that not getting credit for it seems an unacceptable injustice, then what you can do is wait for the paper to be published (or accepted and online) and then write to the author with your idea of improvement and suggest co-authorship for a second paper. Here of course if they refuse you can publish alone. In any case, you should not submit your own paper without giving the original author a chance of co-authorship. That would be rather unprofessional.






      share|cite|improve this answer























        up vote
        6
        down vote










        up vote
        6
        down vote









        Option (1) is definitely the professional course of action in this case. As pointed out in the remarks, it is likely to lead to an offer of co-authorship from the original author, but that is purely within the author's discretion. If you feel that your improvement is really substantial and you are worried about credit you can try to increase the chances of co-authorship by asking the editor to put you in contact with the author (after explaining the situation to the editor). You may then discuss this with the author directly and suggest co-authorship, a situation in which the author is more likely to accept (but they still may insist to refuse, in which case you should give them the idea "for free"). If your improvement is sufficiently significant and novel that not getting credit for it seems an unacceptable injustice, then what you can do is wait for the paper to be published (or accepted and online) and then write to the author with your idea of improvement and suggest co-authorship for a second paper. Here of course if they refuse you can publish alone. In any case, you should not submit your own paper without giving the original author a chance of co-authorship. That would be rather unprofessional.






        share|cite|improve this answer












        Option (1) is definitely the professional course of action in this case. As pointed out in the remarks, it is likely to lead to an offer of co-authorship from the original author, but that is purely within the author's discretion. If you feel that your improvement is really substantial and you are worried about credit you can try to increase the chances of co-authorship by asking the editor to put you in contact with the author (after explaining the situation to the editor). You may then discuss this with the author directly and suggest co-authorship, a situation in which the author is more likely to accept (but they still may insist to refuse, in which case you should give them the idea "for free"). If your improvement is sufficiently significant and novel that not getting credit for it seems an unacceptable injustice, then what you can do is wait for the paper to be published (or accepted and online) and then write to the author with your idea of improvement and suggest co-authorship for a second paper. Here of course if they refuse you can publish alone. In any case, you should not submit your own paper without giving the original author a chance of co-authorship. That would be rather unprofessional.







        share|cite|improve this answer












        share|cite|improve this answer



        share|cite|improve this answer










        answered 1 hour ago









        Yonatan Harpaz

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        6,2761840






















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